Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Dayan has been working in the financial industry since July 13, 1999. Alan is currently registered with Dinosaur Financial Group, LLC in New York. Prior to joining Dinosaur Financial Group, LLC, Alan was employed by Dinosaur Securities, L.L.C., J.P. MORGAN SECURITIES INC. and REPUBLIC FINANCIAL SERVICES CORPORATION. Alan has passed the Series 7, Series 63, Series 79TO, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/13/2003 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
05/19/2003 - 08/18/2003
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NY
03/06/2000 - 11/12/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/27/1998 - 12/17/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
IA
Issued 08/04/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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