Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Roman is a financial advisor with over 20 years of experience in the financial services industry. Alan is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Prior to joining The Leaders Group, Alan was employed by Questar Capital Corporation in Palm Beach Gardens, Florida, Signator Investors, Inc. in Boca Raton, Florida, ProEquities, Inc. in Wellington, Florida, Jefferson Pilot Securities Corporation in Wellington, Florida, and FMG Distributors, Inc. in New Canaan, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/08/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
FL
09/26/2012 - 05/02/2019
QUESTAR CAPITAL CORPORATION (PALM BEACH GARDENS FL)
FL
01/12/2010 - 10/05/2010
SIGNATOR INVESTORS, INC. (BOCA RATON FL)
FL
03/28/2008 - 12/18/2009
PROEQUITIES, INC. (WELLINGTON FL)
FL
02/17/1998 - 08/31/2006
JEFFERSON PILOT SECURITIES CORPORATION (WELLINGTON FL)
CT
08/10/1995 - 10/22/1996
FMG DISTRIBUTORS, INC. (NEW CANAAN CT)
BC
Issued 07/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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