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Alan David Ragovin

Brookstone Capital Management LLC

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About Alan David Ragovin

Alan Ragovin is a financial advisor currently registered with Brookstone Capital Management LLC in New Jersey and Pennsylvania. Alan has been in the financial services industry since 1999, with experience at AXA Advisors, LLC, Electronic Trading Group, LLC, and On-Site Trading, Inc. Alan holds a Series 7, Series 55 and Series 66 license. Alan offers financial planning services, educational seminars, and selection of other advisors. Alan is a Certified Financial Planner and also runs his own business, RFS Financial & Insurance Solutions.

Firm Information

Alan Ragovin is currently registered with Brookstone Capital Management LLC. Brookstone Capital Management LLC is a registered investment advisor headquartered in Wheaton, Illinois. The firm has 319 investment adviser representatives and manages approximately $1 billion to $10 billion in assets. They specialize in financial planning, portfolio management for individuals, and portfolio management for businesses. They also offer educational seminars and select other advisors for clients.
Brookstone Capital Management LLC

1745 S. NAPERVILLE ROAD

WHEATON, IL 60189

$10.41B

Assets Under Management

20

Total Clients

295

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Ragovin’s Registration & Firm History

NJ

08/30/2016 - Present

Brookstone Capital Management LLC (Brookside NJ)

NJ

02/04/2009 - 11/08/2013

AXA ADVISORS, LLC (EDISON NJ)

NY

11/08/2002 - 11/23/2005

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

NY

11/04/1999 - 03/17/2000

ON-SITE TRADING, INC. (GREAT NECK NY)

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Licenses & Designations

BOTH

Issued 02/26/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/02/2009

Series 7 - General Securities Representative Examination

BC

Issued 12/01/2001

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Alan David Ragovin.
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