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Alan David Polsky

Colliers Securities LLC

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About Alan David Polsky

Alan Polsky is a financial professional with over 30 years of experience in the industry. Alan currently holds a Series 7, Series 24, Series 52, Series 53, Series 63, Series 65, Series 72, SIE, and Series 99TO license. Alan is registered with Colliers Securities LLC in Minneapolis, Minnesota. Prior to joining Colliers Securities, Alan was employed by Dougherty Dawkins LLC in Minneapolis, Minnesota.

Firm Information

Alan Polsky is currently registered with Colliers Securities LLC. Colliers Securities LLC is a Limited Liability Company formed in 1997 and headquartered in Minneapolis, Minnesota. The firm provides a wide range of advisory services, including portfolio management for individuals and selection of other advisers. With over 84 registered representatives, Colliers Securities manages approximately $262,622,768 in regulatory assets under management, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm participates in wrap fee programs and is registered with the SEC and in all 50 states plus the District of Columbia and Puerto Rico.
Colliers Securities LLC

90 SOUTH SEVENTH STREET

MINNEAPOLIS, MN 55402-4108

$262.62M

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Polsky’s Registration & Firm History

MN

09/30/1997 - Present

Colliers Securities LLC (MINNEAPOLIS MN)

MN

06/06/1985 - 09/30/1997

DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 09/11/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/04/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1990

Series 7 - General Securities Representative Examination

BC

Issued 06/03/1985

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alan David Polsky.
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