Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Lockwood is an investment advisor representative at Fidelity Personal And Workplace Advisors. Alan has been in the industry for 10 years and has been registered in Kentucky since 2015. Alan is a Certified Financial Planner. Alan is also licensed in 53 states, including Kentucky. Alan has been registered with Fidelity Brokerage Services LLC since 2015 and with MWA Financial Services Inc. since 2012. Alan previously worked with Edward Jones and Southern Michigan Bank & Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
01/28/2022 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KY
05/15/2015 - 09/24/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
MI
07/26/2012 - 05/05/2015
MWA FINANCIAL SERVICES INC. (PLAINWELL MI)
MI
12/14/2011 - 07/05/2012
EDWARD JONES (PORTAGE MI)
BOTH
Issued 10/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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