Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Katz is a financial professional with over 20 years of experience in the financial services industry. Alan currently works for Concourse Financial Group Securities, Inc., and is registered with the state of Pennsylvania as an Investment Advisor Representative. Alan previously worked for Signator Investors, Inc., Transamerica Financial Advisors, Inc, and Ameritas Investment Corp. Alan is a chartered financial consultant with experience in providing financial planning, portfolio management and pension consulting services to individuals, businesses and institutional clients. Alan is also a member of the state of Pennsylvania bar and has experience in providing legal advice and assistance to clients in connection with their financial affairs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/08/2018 - Present
Concourse Financial Group Securities, Inc. (Warrington PA)
PA
05/13/2016 - 10/15/2018
SIGNATOR INVESTORS, INC. (WARRINGTON PA)
PA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (WARRINGTON PA)
PA
07/13/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (WARRINGTON PA)
PA
09/16/2005 - 07/10/2009
AMERITAS INVESTMENT CORP. (WARRINGTON PA)
PA
01/27/2000 - 03/23/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
06/29/1998 - 12/23/1999
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
Issued 05/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Katz is the right advisor for you? Invested Better is here to help.
