Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Federico is a financial advisor registered with Ameriprise Financial Services, LLC. Alan has been in the industry for over 10 years, holding previous registrations with RBC CAPITAL MARKETS, LLC and J.P. MORGAN SECURITIES LLC. Alan has a Series 7, Series 63, and Series 65 licenses. Alan offers financial planning and portfolio management for individuals, businesses, pension consulting, and asset allocation services. Alan also provides educational seminars. Alan's clients include individuals, trusts and estates, high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/09/2022 - Present
Ameriprise Financial Services, LLC (Philadelphia PA)
PA
04/13/2015 - 12/22/2022
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
DE
03/05/2014 - 04/17/2015
J.P. MORGAN SECURITIES LLC (NEWARK DE)
IA
Issued 06/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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