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Alan David Bates

Hamilton-Bates Investment Research, Inc.

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About Alan David Bates

Alan Bates is a financial advisor with over 30 years of experience in the industry. Alan has been with Hamilton-Bates Investment Research, Inc. since 1998. Prior to that, Alan worked at several firms, including S. W. Ryan & Company, Inc. and United Planners' Financial Services of America A Limited Partner. Alan is licensed to provide investment advice in California, Illinois, Pennsylvania and Texas. Alan specializes in portfolio management for individuals and businesses and is experienced in working with a wide range of clients.

Firm Information

Alan Bates is currently registered with Hamilton-Bates Investment Research, Inc.. Hamilton-Bates Investment Research, Inc. is an investment advisor with approximately $47.97 million in regulatory assets under management. The firm provides portfolio management services for individuals and businesses. They have 535 accounts with a majority of their clients being high net worth individuals, followed by individuals other than high net worth, and charitable organizations.

$47.97M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Bates’s Registration & Firm History

PA

08/08/2012 - Present

Hamilton-Bates Investment Research, Inc. (NEWTOWN SQUARE PA)

PA

09/10/1998 - 08/31/1999

S. W. RYAN & COMPANY, INC. (WEST CONSHOHOCKEN PA)

AZ

06/13/1995 - 11/14/1996

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

TN

06/18/1993 - 05/20/1994

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

NY

05/29/1991 - 01/22/1992

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/19/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Alan David Bates.
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