Unclaimed
Alan Darmody is an investment advisor representative at PFS Investments Inc. He has been in the industry since April 2015 and has a Series 6, Series 26, Series 63, Series 65, and SIE licenses. Alan is registered in Tennessee and Texas and has a branch office in Chattanooga, Tennessee. PFS Investments Inc. specializes in providing portfolio management for individuals and has approximately $8.5 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
10/01/2024 - Present
PFS Investments Inc. (CHATTANOOGA TN)
IA
Issued 01/04/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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