Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Dale Simms is a financial advisor with over 20 years of experience in the industry. Alan is currently registered with Mutual Advisors, LLC in Missouri and holds Series 63, 65, 7 and SIE licenses. Alan's experience includes working for Mutual Securities, Inc., First Heartland Capital, Inc., WS Griffith Securities, Inc. and Royal Alliance Associates, Inc.. Alan specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Alan provides investment advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Alan also provides hourly consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
04/13/2018 - Present
Mutual Advisors, LLC (St. Louis MO)
MO
04/13/2018 - 06/30/2020
MUTUAL SECURITIES, INC. (St. Louis MO)
MO
03/06/2002 - 04/13/2018
FIRST HEARTLAND CAPITAL, INC. (ST LOUIS MO)
CT
10/06/1998 - 03/11/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
AZ
10/11/1996 - 10/07/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 11/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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