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Alan Crown Callahan

THE O.n. Equity Sales Co.

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About Alan Crown Callahan

Alan Callahan is a financial advisor with The O.n. Equity Sales Co. in Cincinnati, OH. Alan has been in the financial industry since May 11, 2005. Alan has Series 7, Series 66, and Series 24 licenses and has a Series SIE. Alan is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered in the state of North Carolina.

Firm Information

Alan Callahan is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Callahan’s Registration & Firm History

OH

12/16/2014 - Present

THE O.n. Equity Sales Co. (CINCINNATI OH)

NC

08/03/2010 - 08/12/2013

MML INVESTORS SERVICES, LLC (GREENSBORO NC)

NC

01/08/2004 - 08/04/2010

AXA ADVISORS, LLC (HIGH POINT NC)

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Licenses & Designations

BOTH

Issued 03/01/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Crown Callahan.
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