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Alan Crawford Brown

Northwestern Mutual Investment Services, LLC

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About Alan Crawford Brown

Alan Crawford Brown is a registered representative of Northwestern Mutual Investment Services, LLC. Alan has been in the securities industry since August 1996. Alan is registered in 51 states and the District of Columbia. Alan also has a license to provide investment advisory services in Tennessee.

Firm Information

Alan Brown is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Alan Brown’s Registration & Firm History

TN

05/21/2013 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

TN

01/07/2005 - 04/09/2013

ALLSTATE FINANCIAL SERVICES, LLC (NASHVILLE TN)

NJ

08/20/1996 - 01/03/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 05/20/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/28/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/04/2005

Series 24 - General Securities Principal Examination

BC

Issued 04/07/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 07/01/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/19/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Crawford Brown.
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