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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Craig Hicks is a financial advisor with Wealth Enhancement Advisory Services, LLC, located in Plymouth, Minnesota. Alan has been in the industry since 1986. Alan has Series 6, 7, 24 and 63 licenses, as well as the SIE exam. Alan is a Certified Financial Planner and a Chartered Financial Consultant. In addition to his work at Wealth Enhancement Advisory Services, LLC, Alan is also involved in other business activities including: Wealth Enhancement Group, All Development, Oneida Golf & Country Club, Highland Crest Baptist Church, and Brown County Ice Management. Alan's professional experience includes roles at LPL Financial LLC, Park Avenue Securities LLC, Guardian Investor Services Corporation, Equico Securities, Inc., The Equitable Life Assurance Society of the United States, Summit Planning Group LLC, and Wealth Enhancement Group. Alan specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Alan's firm has approximately $72 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
WI
04/01/2019 - Present
Wealth Enhancement Advisory Services, LLC (GREEN BAY WI)
WI
01/04/2000 - 12/31/2014
LPL FINANCIAL LLC (GREEN BAY WI)
NY
05/03/1999 - 01/05/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/06/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
08/14/1986 - 04/05/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/14/1986 - 04/05/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 01/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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