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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Cormack Holt is a financial advisor who has been in the industry since 1986. Currently, Alan Cormack Holt is registered with Ameriprise Financial Services, LLC, working from their office in San Diego, CA. Alan Cormack Holt also has offices in Encinitas, CA. Alan Cormack Holt is licensed in 20 states and has several certifications and licenses including Series 3, Series 7, and Series 63, Series 65, and SIE. Alan Cormack Holt has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/18/2024 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
05/22/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SAN DIEGO CA)
CA
05/17/2002 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (CARLSBAD CA)
NY
05/23/1986 - 05/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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