Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Cole is a financial advisor with over 25 years of experience. Alan has worked with a variety of firms, including Cetera Advisors LLC, Berthel, Fisher & Company Financial Services, Inc., and Hilltop Securities Independent Network Inc. Alan currently works with Osaic Wealth, Inc. and is registered with the state of Colorado as a Registered Investment Advisor and Securities Agent. Alan offers a variety of services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
02/17/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
04/08/2020 - 02/03/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
05/18/2017 - 02/03/2022
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
TX
06/20/2016 - 10/31/2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (DENISON TX)
TX
03/24/2014 - 12/31/2015
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DENTON TX)
TX
08/24/2012 - 08/13/2013
VSR FINANCIAL SERVICES, INC. (TYLER TX)
TX
03/22/2012 - 09/13/2012
D.H. HILL SECURITIES, LLLP (KINGWOOD TX)
TX
07/09/2010 - 12/17/2010
CUSO FINANCIAL SERVICES, L.P. (AUSTIN TX)
TX
10/13/1995 - 07/22/2010
SWS FINANCIAL SERVICES (ATLANTA TX)
IA
Issued 07/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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