Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Clayton Fields is a financial advisor with over 30 years of experience in the industry. Alan is currently registered with Stonehaven, LLC and has been with the firm since July 2019. Previously, Alan was a registered representative with OMNICAP, LLC, BLUE SAND SECURITIES LLC and PINEBRIDGE SECURITIES LLC. Alan has a wide range of experience in the financial services industry and is committed to providing clients with personalized advice and guidance. Alan holds the Series 3, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/16/2019 - Present
Stonehaven, LLC (NEW YORK NY)
NY
03/27/2018 - 07/25/2019
OMNICAP, LLC (NEW YORK NY)
NY
02/22/2014 - 01/31/2017
BLUE SAND SECURITIES LLC (NEW YORK NY)
NY
01/06/2000 - 08/19/2013
PINEBRIDGE SECURITIES LLC (NEW YORK NY)
NY
04/29/1987 - 07/15/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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