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Alan Christopher Baldwin

Leigh Baldwin & CO., LLC

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About Alan Christopher Baldwin

Alan Baldwin is a financial advisor with over five years of experience. Alan Baldwin works at Leigh Baldwin & Co., LLC and is registered to provide investment advice in Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, and Virginia. Alan Baldwin is a Series 7 and Series 65 license holder. Alan Baldwin specializes in providing financial advice to individuals, high-net-worth individuals, and charitable organizations.

Firm Information

Alan Baldwin is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Alan Baldwin’s Registration & Firm History

NY

07/12/2021 - Present

Leigh Baldwin & CO., LLC (CAZENOVIA NY)

VA

07/10/2017 - 12/31/2020

ALPS DISTRIBUTORS, INC. (RICHMOND VA)

MA

09/20/2016 - 06/29/2017

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

NY

08/13/2015 - 09/13/2016

LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)

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Licenses & Designations

IA

Issued 04/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Christopher Baldwin.
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