Unclaimed
Alan Chang is a registered representative with TP Icap Global Markets Americas LLC. Alan has been in the financial services industry since February 20, 2014. Alan has passed the Series 99 and SIE exams. Prior to joining TP Icap Global Markets Americas LLC, Alan was a registered representative with ICAP Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
02/20/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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