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Alan Chang

TP Icap Global Markets Americas LLC

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About Alan Chang

Alan Chang is a registered representative with TP Icap Global Markets Americas LLC. Alan has been in the financial services industry since February 20, 2014. Alan has passed the Series 99 and SIE exams. Prior to joining TP Icap Global Markets Americas LLC, Alan was a registered representative with ICAP Securities USA LLC.

Firm Information

Alan Chang is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Chang’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (NEW YORK NY)

NY

02/20/2014 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Chang.
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