Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Wolman is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Center Valley, Pennsylvania. Alan has been in the securities industry since 1994. Alan has experience in providing financial planning and investment advice to individuals and businesses. Alan holds Series 3, 7, 31, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/22/2012 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
NY
01/04/2006 - 03/02/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
MD
05/12/1999 - 01/26/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/01/1998 - 05/19/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
09/19/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
02/24/1994 - 09/17/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 11/01/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alan Wolman is the right advisor for you? Invested Better is here to help.
