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Alan Burt Goodman

KEY Investment Services LLC

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About Alan Burt Goodman

Alan Burt Goodman is an Investment Advisor Representative with Key Investment Services LLC, with an office in Liberty, NY and Brooklyn, OH. Alan has been in the financial services industry since March 13, 1982, and has served as an Investment Advisor Representative for firms such as LPL Financial LLC, HSBC Securities (USA) Inc. and M&T Securities, Inc. Alan has worked in the financial services industry for over 40 years. Alan is licensed in Florida and New York. Alan is a member of the Liberty Central School Board Audit Committee and is not involved in investment-related activities with this committee.

Firm Information

Alan Goodman is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Goodman’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (LIBERTY NY)

NY

05/18/2012 - 09/21/2016

LPL FINANCIAL LLC (LIBERTY NY)

NY

08/16/2006 - 05/15/2012

HSBC SECURITIES (USA) INC. (LIBERTY NY)

NY

11/23/2004 - 07/27/2006

M&T SECURITIES, INC. (LIBERTY NY)

NJ

02/21/1982 - 11/23/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

03/29/1982 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 07/15/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2003

Series 7 - General Securities Representative Examination

BC

Issued 12/05/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Burt Goodman.
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