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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Webster is a financial advisor with over 45 years of experience in the industry. Currently, Alan Webster is a registered representative of UBS Financial Services Inc. in Boulder, CO. Alan Webster has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bache Halsey Stuart Shields Incorporated in the past. Alan Webster holds Series 63, SIE and Series 7 licenses. Alan Webster is registered with the state of Texas as an Investment Advisor Representative and has been registered with various other states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
03/01/2005 - Present
UBS Financial Services Inc. (BOULDER CO)
NA
11/07/1979 - 01/11/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/26/1977 - 11/01/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 07/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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