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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Gubernick is an investment advisor representative associated with Prosperity - An EisnerAmper Company. Alan has been in the securities industry since 1999. Alan has a total of 7 state registrations, including in Pennsylvania, California, Florida, Georgia, Massachusetts, Ohio and the District of Columbia. Alan is also registered as an Investment Advisor Representative with Prosperity - An EisnerAmper Company in Pennsylvania. Alan Gubernick has passed the Series 63, Series 65, Series 7 and SIE exams. Alan Gubernick has also worked at APW Capital, Inc. and Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
11/15/2023 - Present
Prosperity - AN Eisneramper Co. (PHILADELPHIA PA)
PA
09/07/2022 - 01/17/2023
APW CAPITAL, INC. (Philadelphia PA)
PA
11/02/2007 - 09/06/2022
COMMONWEALTH FINANCIAL NETWORK (Phiadelphia PA)
PA
09/07/2000 - 11/08/2007
CAPITAL ANALYSTS, INCORPORATED (CONSHOHOCKEN PA)
NY
07/01/1999 - 04/10/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/01/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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