Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Seward is a financial advisor with Northwestern Mutual Investment Services, LLC. Alan has been working in the financial industry for over 20 years. Alan has a wide range of experience and expertise in financial planning and investment management. Alan is committed to providing his clients with the highest quality financial advice and service. Prior to joining Northwestern Mutual, Alan was a financial advisor at T. Rowe Price Investment Services, Inc. Alan is registered with FINRA and holds licenses for Series 6, 7, 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MD
09/15/2006 - Present
Northwestern Mutual Investment Services, LLC (Hunt Valley MD)
MD
05/09/1994 - 05/12/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 07/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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