Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Bradley Stayton is a financial advisor associated with Raymond James Financial Services Advisors, Inc.. Alan has been in the financial services industry since 1987. Alan holds the Series 7, Series 63, and Series 65 licenses. Alan has been registered with the Securities and Exchange Commission (SEC) since 2011 and holds registrations in several states including Massachusetts, Texas, and Virginia. Alan's current role is with Raymond James Financial Services Advisors, Inc. where Alan has been employed since 2022. In addition to Alan's current employer, Alan also has prior industry experience with UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alan has a strong history of success in the financial services industry and is dedicated to providing personalized advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
11/22/2024 - Present
Raymond James Financial Services Advisors, Inc. (Westborough MA)
MA
09/30/2011 - 06/07/2022
WELLS FARGO CLEARING SERVICES, LLC (WALTHAM MA)
MA
12/03/2004 - 10/10/2011
UBS FINANCIAL SERVICES INC. (WORCESTER MA)
MO
07/01/2003 - 12/06/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/14/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/25/1987 - 05/21/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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