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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Bradley Guenzel is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Alan has been in the industry since 1988 and has a wide range of experience in financial planning, investment management, and retirement planning. Alan is registered with FINRA and the state of New Jersey, and holds the Series 3, 7, 24, 31, and 63 licenses, as well as the SIE and Series 65 exams. Alan is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/26/2012 - Present
Wells Fargo Advisors Financial Network, LLC (FAIRFIELD NJ)
NJ
06/01/2009 - 07/12/2012
MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)
NJ
02/24/2006 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
NJ
03/17/1995 - 03/08/2006
CITIGROUP GLOBAL MARKETS INC. (LITTLE FALLS NJ)
NY
03/29/1988 - 03/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/29/1988 - 04/07/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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