Unclaimed
Alan Tran is a registered representative with Nylife Securities LLC. Alan has been in the securities industry since September 24, 1995. Alan holds the Series 6, Series 63, and SIE licenses and is registered in New York. Alan's current employment at Nylife Securities LLC began on September 25, 1995. Alan is located in New York, New York at the branch office of Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/25/1995 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 08/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Tran is the right advisor for you? Invested Better is here to help.