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Alan Benjamin Helene

NBC Securities, Inc.

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About Alan Benjamin Helene

Alan Helene is an investment advisor representative at NBC Securities, Inc. Alan is licensed in multiple states and has over 40 years of experience in the industry. Alan has a Series 63, 65, 7, and SIE. Alan specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management services. Alan is also registered with FINRA. Alan has held previous roles with RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, Thomson McKinnon Securities Inc., and Bellamah, Neuhauser & Barrett, Inc.

Firm Information

Alan Helene is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alan Helene’s Registration & Firm History

AL

05/31/2018 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

MD

03/13/2009 - 02/20/2013

RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)

MD

06/30/1989 - 03/13/2009

FERRIS, BAKER WATTS, LLC (HUNT VALLEY MD)

NY

02/01/1988 - 07/08/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

04/07/1982 - 02/22/1988

BELLAMAH, NEUHAUSER & BARRETT, INC.

NA

04/07/1982 - 04/25/1983

BELLAMAH, NEUHAUSER & BARRETT, INC.

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Licenses & Designations

IA

Issued 03/24/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Benjamin Helene.
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