Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Barham is a financial advisor who has been working in the industry since 1973. He is currently registered with American Portfolios Financial Services, Inc. in Hauppauge, New York and has been with the firm since 2003. Previously, Alan Barham was with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., CPC Securities Corporation, IDS Life Insurance Company, IDS Marketing Corporation, Investors Diversified Services, Inc., American General Capital Planning, Inc., Travelers Equities Sales, Inc., Provident National Equities, Inc. and First Investors Corporation. Alan Barham holds the Series 63, Series 24, Series 7TO, SIE, and Series 1 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/15/2003 - Present
American Portfolios Financial Services, Inc. (Hauppauge NY)
CA
08/01/2003 - 10/15/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
09/21/1991 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
12/08/1980 - 09/06/1991
CPC SECURITIES CORPORATION
NA
01/04/1973 - 11/09/1983
IDS LIFE INSURANCE COMPANY
NA
01/04/1973 - 11/09/1983
IDS MARKETING CORPORATION
NA
01/04/1973 - 11/09/1983
INVESTORS DIVERSIFIED SERVICES, INC.
NA
10/07/1976 - 01/16/1981
AMERICAN GENERAL CAPITAL PLANNING, INC.
NA
05/09/1974 - 03/27/1976
TRAVELERS EQUITIES SALES, INC.
NA
10/07/1974 - 11/21/1974
PROVIDENT NATIONAL EQUITIES, INC.
NA
03/15/1973 - 06/18/1974
FIRST INVESTORS CORPORATION
BC
Issued 06/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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