linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alan Ashwell Lordi

Empower Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alan? Claim Your Profile

About Alan Ashwell Lordi

Alan Ashwell Lordi is a financial advisor at Empower Financial Services, Inc. in Boston. Alan has been in the industry since 2008 and holds Series 2, 6, 7, 26, and 63 licenses. Prior to joining Empower Financial Services, Inc., Alan worked at ALPS Distributors, Inc., Mercantile Securities, Inc., ING Funds Distributor, Inc., Bisys Fund Services Limited Partnership, and Furman Selz LLC. Alan is registered in Colorado and Kansas.

Firm Information

Alan Lordi is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alan Lordi’s Registration & Firm History

MA

06/17/2016 - Present

Empower Financial Services, Inc. (Boston MA)

CO

06/12/2006 - 11/03/2010

ALPS DISTRIBUTORS, INC. (DENVER CO)

MD

01/13/2004 - 06/18/2004

MERCANTILE SECURITIES, INC. (BALTIMORE MD)

DE

10/21/1999 - 01/02/2001

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

ME

12/17/1998 - 07/29/1999

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

NY

11/29/1995 - 01/27/1997

FURMAN SELZ LLC (NEW YORK NY)

Not sure if Alan Ashwell Lordi is right for you?

Licenses & Designations

BC

Issued 07/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/22/1995

Series 7 - General Securities Representative Examination

BC

Issued 02/05/1992

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alan Ashwell Lordi.
Not sure if Alan Ashwell Lordi is right for you?