Unclaimed
Alan Locke is a financial professional with over 14 years of experience in the financial services industry. Alan is currently registered with State Farm Investment Management Corp. Alan has a Series 63, 6, and 65 license and is registered in Kentucky and Tennessee. Alan also holds a SIE license. Alan works with a range of clients, including individuals, families, and investment companies. Alan is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. Alan also owns an insurance agency, Alan Locke's Insurance Agency, in Celina, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TN
12/13/2023 - Present
State Farm Investment Management Corp. (Celina TN)
IA
Issued 12/11/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Locke is the right advisor for you? Invested Better is here to help.