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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Alfonso Banuelos is an Investment Advisor Representative for Morgan Stanley. Alan has been in the securities industry for over 6 years and has a Series 7, Series 6, Series 63 and Series 66 licenses. Alan specializes in portfolio management for individuals, investment companies, and businesses. Alan is also an investment advisor representative for PNC Investments. Alan holds a Series 66 and Series 63 licenses. Alan has been registered in 53 states, including Illinois, Texas, and Alabama. Alan is also registered as an Investment Advisor Representative in Illinois. Alan has worked in various financial roles at several institutions, including J.P. Morgan Securities LLC and Fidelity Brokerage Services LLC. Alan has experience working with high-net-worth individuals, insurance companies, charitable organizations, and pension plans. Alan is dedicated to providing comprehensive financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/18/2020 - Present
Morgan Stanley (Deerfield IL)
IL
09/05/2019 - 08/26/2020
J.P. MORGAN SECURITIES LLC (WAUCONDA IL)
IL
03/04/2019 - 08/23/2019
FIDELITY BROKERAGE SERVICES LLC (SCHAUMBURG IL)
IL
03/23/2018 - 01/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRYSTAL LAKE IL)
IL
09/08/2017 - 03/13/2018
PNC INVESTMENTS (ELGIN IL)
IL
06/30/2016 - 07/21/2017
J.P. MORGAN SECURITIES LLC (BLOOMINGDALE IL)
BOTH
Issued 07/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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