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Alan Albert Andreani

Optiver US LLC

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About Alan Albert Andreani

Alan Andreani is a financial professional who has been active in the industry since July 2018. Alan has a broad range of experience with previous roles at RQD* CLEARING, LLC and Volant Liquidity, LLC. Currently, Alan is a registered principal with Optiver US LLC. Alan has a comprehensive range of licenses and qualifications. Alan is licensed as a Registered Options Principal, a General Securities Principal and a Financial and Operations Principal. Alan is also licensed as a Series 7TO, Series 57, and Series 63.

Firm Information

Alan Andreani is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alan Andreani’s Registration & Firm History

IL

07/01/2022 - Present

Optiver US LLC (CHICAGO IL)

NY

05/01/2018 - 04/28/2022

RQD* CLEARING, LLC (New York NY)

NY

05/01/2018 - 04/28/2022

VOLANT LIQUIDITY, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/01/2019

Series 4 - Registered Options Principal Examination

BC

Issued 09/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 02/27/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2018

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alan Albert Andreani.
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