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Alaizza mae Asis Caday

Alliance-ONE Investments, LLC

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About Alaizza mae Asis Caday

Alaizza mae Caday is a registered representative with Alliance-ONE Investments, LLC in Tulsa, OK. Alaizza mae has been in the industry since 2019 and has passed the Series 7, Series 63 and SIE exams. Prior to joining Alliance-ONE Investments, LLC, Alaizza mae was with E*TRADE SECURITIES LLC.

Firm Information

Alaizza mae Caday is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alaizza mae Caday’s Registration & Firm History

OK

09/25/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NA

09/28/2020 - 10/08/2021

E*TRADE SECURITIES LLC (Makati City )

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Licenses & Designations

BC

Issued 11/19/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alaizza mae Asis Caday.
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