Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alaina? Claim Your ProfileAlaina Nichole Pelton is a financial advisor with Charles Schwab & Co., Inc. Alaina Pelton has been working in the financial services industry since June 2020. She has passed the Series 7TO, Series 63 and SIE exams. She has a current registration with FINRA as a registered representative. She holds registrations in Florida and Texas. Previously, Alaina Pelton was employed by TD AMERITRADE, INC. in Southlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/09/2022 - Present
Charles Schwab & CO., Inc. (Orlando FL)
TX
06/10/2020 - 03/07/2022
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 06/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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