Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alaina? Claim Your ProfileAlaina L Ruiz is an investment advisor representative registered with Gallagher Fiduciary Advisors, LLC. Alaina has been in the industry since September 16, 2014. Alaina is registered with the state of Texas and Washington as an Investment Advisor Representative. Alaina is also registered with the state of Washington as a Broker. Alaina has a Series 7, Series 66 and SIE license. Alaina's current firm, Gallagher Fiduciary Advisors, LLC has been in business since 2005 and has over 4100 client accounts and over $10 billion in assets under management. The firm provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
04/21/2022 - Present
Gallagher Fiduciary Advisors, LLC (Bellevue WA)
WA
03/31/2022 - 08/23/2024
TRIAD ADVISORS LLC (Bellevue WA)
WA
09/21/2018 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (Bellevue WA)
WA
05/27/2015 - 10/03/2018
LPL FINANCIAL LLC (BELLEVUE WA)
WA
07/30/2014 - 04/07/2015
MORGAN STANLEY (BELLEVUE WA)
BOTH
Issued 10/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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