Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alaina? Claim Your ProfileAlaina Giordani is a registered representative with Northwestern Mutual Investment Services, LLC. Alaina has been working in the financial services industry since 2010 and has experience with Stifel, Nicolaus & Company, Incorporated, RBC Capital Markets, LLC, and Oppenheimer & Co. Inc. Alaina holds Series 63, Series 66, Series 7, and SIE licenses. Alaina provides investment research and referrals to other advisors, and Alaina's firm, Northwestern Mutual Investment Services, LLC, also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
12/01/2021 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
MA
08/01/2016 - 09/03/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOSTON MA)
MA
09/28/2012 - 08/15/2016
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
11/13/2009 - 10/01/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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