Unclaimed
Alaina Cohen is a financial professional with experience in the financial services industry. Alaina Cohen holds a Series 7, Series 66 and Series 79TO license. Alaina Cohen is currently registered with Cantor Fitzgerald & Co. and has been with the firm since January 3, 2022. Alaina Cohen has previous experience at Thinkequity LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2022 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
04/19/2021 - 12/21/2021
THINKEQUITY LLC (New York NY)
NJ
12/07/2020 - 04/15/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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