Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Verhille is a financial advisor at LPL Financial LLC. Alain has been in the financial services industry since 1998 and is registered with the Securities and Exchange Commission. Alain is also a Certified Financial Planner. Alain provides a wide range of financial services to individuals, families, and businesses. Alain is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
05/16/2024 - Present
LPL Financial LLC (Oklahoma City OK)
OK
05/24/2007 - 05/20/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OKLAHOMA CITY OK)
OK
04/02/2007 - 05/25/2007
MORGAN STANLEY & CO., INCORPORATED (OKLAHOMA CITY OK)
OK
01/06/2001 - 04/02/2007
MORGAN STANLEY DW INC. (OKLAHOMA CITY OK)
TX
06/25/1998 - 06/14/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
WI
02/25/1998 - 08/03/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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