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Alain Menendez

Natwest Markets Securities Inc.

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About Alain Menendez

Alain Menendez is a registered representative with Natwest Markets Securities Inc. Alain has been in the industry since September 7, 2023, and has a Series 7TO, SIE and Series 63 license. Alain is registered in 49 states, District of Columbia and Puerto Rico. Alain has a strong background in the financial services industry and is committed to providing clients with personalized advice and exceptional service.

Firm Information

Alain Menendez is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alain Menendez’s Registration & Firm History

CT

09/08/2023 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 09/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alain Menendez.
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