Unclaimed
Alain Menendez is a registered representative with Natwest Markets Securities Inc. Alain has been in the industry since September 7, 2023, and has a Series 7TO, SIE and Series 63 license. Alain is registered in 49 states, District of Columbia and Puerto Rico. Alain has a strong background in the financial services industry and is committed to providing clients with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/08/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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