Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Landais is a financial advisor with over 10 years of experience in the industry. Alain has a strong background in portfolio management and has worked with a variety of clients, including high-net-worth individuals, corporations, and investment companies. Alain is currently registered with City National Rochdale. Prior to joining City National Rochdale, Alain worked at Park Avenue Securities LLC. Alain is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/13/2021 - Present
City National Rochdale (NEW YORK NY)
NY
09/22/2014 - 04/29/2021
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/30/2009 - 11/22/2013
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
IA
Issued 12/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2012
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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