Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Aguiar is a financial professional with a diverse background in the securities industry. Alain is currently registered with Tradestation Securities, Inc., where has been working since January 2019. Alain is a licensed Series 3, 7, 24, 57TO, and 63. Prior to joining Tradestation Securities, Inc., Alain was a financial advisor with Northwestern Mutual Investment Services, LLC from July 2018 to November 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/17/2019 - Present
Tradestation Securities, Inc. (PLANTATION FL)
FL
07/31/2018 - 11/30/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CORAL GABLES FL)
BC
Issued 11/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2022
Series 57TO - Securities Trader Exam
BC
Issued 02/15/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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