Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain J Welty is a registered representative with Allstate Financial Services, LLC, located in Santa Barbara, CA. Alain has been in the securities industry since July 1997. Alain has passed several exams including the Securities Industry Essentials Examination, Investment Company Products/Variable Contracts Representative Examination, and Direct Participation Programs Representative Examination. Alain holds a Series 63 license and is registered with the state of California. Alain has prior experience at John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/28/1999 - Present
Allstate Financial Services, LLC (SANTA BARBARA CA)
MA
06/28/1990 - 06/27/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/28/1990 - 06/27/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 07/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/14/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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