Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Halimi is a registered representative with Nomura Securities International, Inc. based in New York, NY. Alain has been in the securities industry since 2012. Alain is a Series 79 and Series 63 licensed professional with experience in investment banking. Prior to joining Nomura Securities International, Inc., Alain was a registered representative at Commonwealth Australia Securities LLC and BNP Paribas Securities Corp. Alain specializes in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
12/02/2021 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
05/21/2014 - 12/01/2021
COMMONWEALTH AUSTRALIA SECURITIES LLC (NEW YORK NY)
NY
11/09/2012 - 05/02/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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