Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Tripeau is a registered investment advisor representative with Joseph Gunnar & Co. LLC, a firm based in Uniondale, NY. Alain has been in the industry since 2008 and has worked for several firms prior to joining Joseph Gunnar & Co. LLC. Alain holds a Series 7, Series 63 and Series 65 license, and is registered in several states across the United States. Alain specializes in providing investment advice to individuals and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
05/24/2023 - Present
Joseph Gunnar & Co. LLC (NEW ROCHELLE NY)
CT
02/11/2009 - 01/02/2013
INVESTORS CAPITAL CORP. (GREENWICH CT)
NY
06/17/2008 - 12/09/2008
EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)
IA
Issued 05/24/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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