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Alain Evan Wittman

THE Leaders Group, Inc.

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About Alain Evan Wittman

Alain Wittman is a financial advisor who has been in the industry since 2002. Currently, Alain works for The Leaders Group, Inc. based out of Littleton, CO. Alain is registered with the state of Minnesota and holds a Series 6, Series 7, and SIE licenses. Alain has previously worked for ING Financial Partners, Inc., ING Financial Advisors, LLC, American Investors Group, Inc., Allstate Financial Services, LLC, American Express Financial Advisors Inc., Offerman & Company, and AIG Equity Sales Corp.

Firm Information

Alain Wittman is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alain Wittman’s Registration & Firm History

CO

12/11/2015 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MN

03/15/2013 - 01/02/2014

ING FINANCIAL PARTNERS, INC. (MINNEAPOLIS MN)

MN

03/28/2005 - 03/15/2013

ING FINANCIAL ADVISERS, LLC (MINNEAPOLIS MN)

MN

12/02/2002 - 11/20/2003

AMERICAN INVESTORS GROUP, INC. (MINNETONKA MN)

NE

01/10/2002 - 11/29/2002

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

MN

06/05/2000 - 12/31/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/15/1997 - 02/03/1998

OFFERMAN & COMPANY (MINNEAPOLIS MN)

NY

02/18/1997 - 04/10/1997

AIG EQUITY SALES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/13/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alain Evan Wittman. Review regulatory record here.
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