Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Mahase is an investment advisor representative with Fidelity Personal And Workplace Advisors. Alain has been in the securities industry for over 10 years. Alain is registered with the state of New York, and has been a registered representative since 2007. Alain has Series 6, 7, 63 and 66 licenses, and also holds a Series SIE license. TD Ameritrade, Inc. and Chase Investment Services Corp. are among Alain's previous employers. Alain is also the officer of a West Indian grocery store, Al's Marketplace Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/12/2022 - Present
Fidelity Personal AND Workplace Advisors (SOUTH RICHMOND HILL NY)
NY
01/17/2014 - 01/11/2021
TD AMERITRADE, INC. (NEW YORK NY)
NY
11/14/2007 - 05/03/2011
CHASE INVESTMENT SERVICES CORP. (FAR ROCKAWAY NY)
BOTH
Issued 04/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Alain Mahase is the right advisor for you? Invested Better is here to help.
