Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Dieguez Herrera is an investment advisor representative with Truist Advisory Services, Inc. Alain is registered with the state of Florida and has been in the industry for over 17 years. Alain has experience working with clients in both the investment advisory and brokerage fields and has a history of working with a diverse client base, including individuals, high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Previous employers include HSBC Securities (USA) Inc. and Wells Fargo Advisors, LLC. Alain holds Series 6, 7, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/06/2018 - Present
Truist Advisory Services, Inc. (WESTON FL)
FL
03/17/2010 - 04/23/2012
HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)
FL
07/20/2005 - 02/01/2010
WELLS FARGO ADVISORS, LLC (MIRAMAR FL)
IA
Issued 6/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 7/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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