Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Dieguez Herrera is a financial advisor with Truist Advisory Services, Inc. Alain has been in the financial industry since 2005 and holds both Series 6 and Series 7 licenses, as well as Series 63 and Series 65 licenses. Alain specializes in working with individuals and corporations on financial planning, portfolio management, and providing financial profiling services. Alain previously worked at HSBC Securities (USA) Inc. and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/06/2018 - Present
Truist Advisory Services, Inc. (WESTON FL)
FL
03/17/2010 - 04/23/2012
HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)
FL
07/20/2005 - 02/01/2010
WELLS FARGO ADVISORS, LLC (MIRAMAR FL)
IA
Issued 06/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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