Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Bahram Brown is a financial advisor registered with Wells Fargo Clearing Services, LLC. Alain has been in the financial services industry since February 11, 2004, with experience in multiple firms. Alain has a Series 6, 7, 63 and 66 license as well as the SIE exam. He has a current registration as a Registered Representative in Indiana and Texas. Alain also has a current registration as an Investment Advisor Representative in Indiana and Texas. Alain is a co-owner of several businesses related to real estate and investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/31/2024 - Present
Wells Fargo Clearing Services, LLC (INDIANAPOLIS IN)
IN
01/06/2015 - 08/02/2024
FIFTH THIRD SECURITIES, INC. (CARMEL IN)
IN
11/13/2009 - 01/08/2015
PNC INVESTMENTS (GREENFIELD IN)
IN
02/01/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (COLUMBUS IN)
IN
06/06/2006 - 02/06/2007
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
MA
07/19/1999 - 11/09/2001
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BOTH
Issued 06/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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