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Alain Antonio Diaz-diaz

Fisher Investments

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About Alain Antonio Diaz-diaz

Alain Diaz-diaz is an investment advisor representative with Fisher Investments, a firm managing over $298 billion in assets. Alain has over 2 years of experience in the financial services industry. Alain's current registration is with the state of Florida and Texas. Alain has passed the Series 7, Series 63, and Series 66 examinations. Previously, Alain worked at J.P. Morgan Securities LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Alain Diaz-diaz is currently registered with Fisher Investments. Fisher Investments is an investment firm headquartered in Plano, Texas, managing over $298 billion in assets. The firm offers a range of advisory services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments serves a diverse client base, including individuals, high-net-worth individuals, corporations, and institutional investors.
Fisher Investments

6500 INTERNATIONAL PKWY

PLANO, TX 75093-8222

$298.73B

Assets Under Management

Not reported

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio assessment

Portfolio assessment

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Alain Diaz-diaz’s Registration & Firm History

FL

05/13/2024 - Present

Fisher Investments (Tampa FL)

NJ

01/24/2023 - 01/22/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRANFORD NJ)

NJ

07/20/2021 - 10/27/2022

J.P. MORGAN SECURITIES LLC (MORRISTOWN NJ)

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Licenses & Designations

BOTH

Issued 03/03/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/20/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/06/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Alain Antonio Diaz-diaz.
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