Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alain? Claim Your ProfileAlain Alberto Ohayon is a financial professional with over 30 years of experience in the securities industry. Alain is currently registered with Aegis Capital Corp., where he focuses on providing financial planning and portfolio management services to individual, corporate, and institutional clients. Previous to his current role, Alain was a financial advisor with Dominick & Dominick LLC, First Security Investments, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, PaineWebber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Alain has a strong track record of success in helping clients achieve their financial goals. He holds a Series 7, Series 3, Series 8, Series 9, Series 10, Series 24, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/17/2013 - Present
Aegis Capital Corp. (MELVILLE NY)
FL
09/10/2004 - 09/24/2013
DOMINICK & DOMINICK LLC (MIAMI FL)
PA
08/23/2002 - 09/10/2004
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
NJ
04/18/1986 - 08/30/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
03/13/1986 - 04/04/1986
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
04/30/1984 - 03/20/1986
PAINEWEBBER INCORPORATED
NA
09/24/1983 - 04/30/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 01/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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